A Practitioner's Guide to the Law & Reg of Financial Crime

A Practitioner's Guide to the Law & Reg of Financial Crime

By Arun Srivastava, Andrew Keltie

Book

$254.00 RRP

Date: 07/12/2010

Code: 9780414043060

Sweet & Maxwell, UNITED KINGDOM

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Format Title Date Code Price
Book A Practitioner's Guide to the Law & Reg of Financial Crime 07/12/2010 9780414043060 $254.00

Description

This practical title provides comprehensive coverage of the law and regulation relating to all aspects of financial crime, as they affect the practitioner.  In particular it:
 
·         Goes through the different offences which constitute financial crime – fraud, money laundering, market abuse, bribery and corruption, tax evasion, etc
·         Explains the legal principles of financial crime
·         Covers sentencing and other penalties
·         Explains how the different enforcement bodies (FSA, SOCA, SFO, HMRC) each operate in relation to the different types of financial crime
·         Considers all the controls a firm needs to have in place in relation to the different types of offence
·         Deals with internal investigations and employment issues
·         Includes coverage of US issues, particularly as they impact on UK institutions.
 
Contents
Introduction – the financial crime enforcement landscape. UK Enforcement Bodies. Tax. Fraud. Data Security. Insider Dealing and Market Abuse. Bribery and Corruption Issues. Money Laundering/CTF. Financial and Trade Sanctions. US Issues. Civil Liability. Internal Investigations and Employment Issues. External Investigations.
 
 
Jurisdiction: UK

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